SEC Form 4 · accession 0001209191-15-033728
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McKenna
Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Com StkF2 | Apr 10, 2015 | J | 5,317 | $0.00 | A | 30,706 | I | Robert J McKenna Revocable Trust |
| $.01 PV Cl B StkF2 | Apr 10, 2015 | J | 5,317 | $0.00 | D | 0 | I | Robert J McKenna Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $8.39 | holding | — | — | — | Sep 20, 2008 | Mar 20, 2018 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $8.39 | holding | — | — | — | Sep 20, 2008 | Mar 20, 2018 | $.01 PV Cl B Stk | 3,193 | 3,193 | D |
| Option | $4.06 | holding | — | — | — | Sep 5, 2009 | Mar 5, 2019 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $4.06 | holding | — | — | — | Sep 5, 2009 | Mar 5, 2019 | $.01 PV Cl B Stk | 3,286 | 3,286 | D |
| Option | $4.85 | holding | — | — | — | Sep 2, 2010 | Mar 2, 2020 | $.01 PV Com Stk | 5,000 | 5,000 | D |
| Option | $4.85 | holding | — | — | — | Sep 2, 2010 | Mar 2, 2020 | $.01 PV Cl B Stk | 4,108 | 4,108 | D |
| Option | $11.84 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $11.84 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Cl B Stk | 2,054 | 2,054 | D |
| Option | $20.83 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $20.83 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Cl B Stk | 1,968 | 1,968 | D |
| Option | $19.24 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $19.24 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Cl B Stk | 1,320 | 1,320 | D |
| Option | $54.47 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $54.47 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 400 | 400 | D |
| Option | $69.78 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2026 | $.01 PV Com Stk | 3,000 | 3,000 | D |
Explanation of responses
- F1Conversion of Class B Stock to Common Stock.
- F2Represents shares held by the Robert J. McKenna Revocable Trust. The beneficiaries of the trust are the reporting persons immediate family. The reporting person serves as one of two trustees and shares voting and investment power.