SEC Form 4 · accession 0000902664-17-002394
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T Keane
Director · 10% Owner
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $ .01 PV Com StkF2 | May 11, 2017 | C | 209,557 | — | A | 238,529 | D | |
| $ .01 PV Cl B StkF2,F3 | May 11, 2017 | C | 209,557 | — | D | 234,020 | D | |
| $ .01 PV Com Stk | holding | — | — | — | 58,120 | I | By spouse | |
| $ .01 PV Cl B Stk | holding | — | — | — | 192,275 | I | By Spouse | |
| $ .01 PV Cl B Stk | holding | — | — | — | 1,300,269 | I | By 5096 SARANAC LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2016 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $32.77 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2017 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1The Reporting Person converted 209,557 shares of Class B Common Stock into 209,557 shares of Common Stock on May 11, 2017 pursuant to the terms of the Class B Common Stock.
- F2The Class B Common Stock is convertible at any time or from time to time, at the holder's election, into one (1) share of Common Stock. The Class B Common Stock has no maturity date.
- F3Includes 195,040 shares of Class B Common Stock transferred from the Kevin T. Keane 2016 GRAT, a transfer that was exempt from Section 16(a) pursuant to Rule 16a-13.
Remarks
The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.