SEC Form 4 · accession 0001734258-19-000001
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bennett Bruntil
Officer — Vice President
Period of report
Jan 14, 2019
Accepted (ET)
Jan 15, 2019 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common StockF1 | Jan 14, 2019 | M | 5,000 | $1.26 | A | 9,704 | D | |
| Sono-Tek Corp Common Stock | Jan 14, 2019 | F | 2,211 | $2.85 | D | 7,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Options | $1.26 | Jan 14, 2019 | M | 5,000 | D | Aug 28, 2015 | Aug 28, 2024 | Sono-Tek Corp Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Reporting person exercised 5000 vested options.
- F2Reporting person surrendered 2211 shares of Sono-Tek Corp Common stock as payment for the exercise of options.