SEC Form 4 · accession 0001734258-18-000002
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bennett Bruntil
Officer — Vice President
Period of report
Jul 12, 2018
Accepted (ET)
Jul 16, 2018 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common Stock | Jul 12, 2018 | M | 5,000 | $0.61 | A | 7,516 | D | |
| Sono-Tek Corp Common Stock | Jul 12, 2018 | F | 2,812 | $2.24 | D | 4,704 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Options | $1.26 | Jul 12, 2018 | M | 5,000 | D | Aug 28, 2015 | Aug 28, 2024 | Sono-Tek Corp Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Reporting person exercised 5000 vested options.
- F2Reporting person surrendered 2812 shares of Sono-Tek Corp common stock as payment for the exercise of options.