SEC Form 4 · accession 0001330694-17-000002
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen James Bagley
Officer — CFO
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 9:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common StockF1 | Dec 21, 2017 | M | 10,000 | $0.91 | A | 25,681 | D | |
| Sono-Tek Corp Common StockF2 | Dec 21, 2017 | F | 4,715 | $1.93 | D | 20,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp OptionsF1 | $0.91 | Dec 21, 2017 | M | 10,000 | D | Mar 15, 2017 | Jul 20, 2026 | Sono-Tek Corp Common Stock | 10,000 | 90,000 | D |
Explanation of responses
- F1Reporting person exercised 10,000 options.
- F2Reporting person surrendered 4,715 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.