SEC Form 4 · accession 0001330694-16-000003
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen James Bagley
Officer — CFO
Period of report
Jan 26, 2016
Accepted (ET)
Jan 26, 2016 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SonoTek Corp Common StockF1 | Jan 26, 2016 | M | 2,000 | $0.48 | A | 19,095 | D | |
| SonoTek Corp Common StockF2 | Jan 26, 2016 | F | 914 | $1.05 | D | 18,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SonoTek OptionsF1 | $0.48 | Jan 26, 2016 | M | 2,000 | D | Jan 24, 2016 | Jan 24, 2023 | SonoTek Corp Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Reporting person exercised 2000 options.
- F2Reporting person surrendered 914 shares of SonoTek common stock as payment for the exercise of vested options.