SEC Form 4 · accession 0001330694-15-000001
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen James Bagley
Officer — CFO
Period of report
Feb 23, 2015
Accepted (ET)
Feb 23, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SonoTek Corp Common StockF1 | Feb 23, 2015 | M | 3,500 | $0.48 | A | 21,507 | D | |
| SonoTek Corp Common StockF2 | Feb 23, 2015 | F | 1,412 | $1.19 | D | 20,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SonoTek Corp OptionsF1 | $0.48 | Feb 23, 2015 | M | 3,500 | D | Jan 24, 2015 | Jan 24, 2023 | SonoTek Corp Common Stock | 3,500 | 2,000 | D |
Explanation of responses
- F1Reporting person exercised 3500 options.
- F2Reporting person surrendered 1412 shares of SonoTek common stock as payment for the exercise of vested options.