SEC Form 4 · accession 0001302020-18-000001
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Strasburg
Director
Period of report
Jul 10, 2018
Accepted (ET)
Jul 11, 2018 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common StockF1 | Jul 10, 2018 | M | 20,000 | $0.61 | A | 75,963 | D | |
| Sono-Tek Corp Common StockF2 | Jul 10, 2018 | F | 5,951 | $2.05 | D | 70,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Options | $0.61 | Jul 10, 2018 | M | 20,000 | D | Nov 8, 2012 | Nov 8, 2022 | Sono-Tek Corp Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Reporting person exercised 20000 options.
- F2Reporting person surrendered 5951 shares of Sono-Tek Common stock as payment for the exercise of vested options.