SEC Form 4 · accession 0001302020-17-000001
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Strasburg
Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sonotek Corp Common Stock | Oct 2, 2017 | M | 20,000 | $0.61 | A | 65,000 | D | |
| Sonotek Corp Common Stock | Oct 2, 2017 | F | 9,037 | $1.35 | D | 55,963 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sonotek Corp OptionsF1 | $0.61 | Oct 2, 2017 | M | 20,000 | D | Nov 8, 2012 | Nov 8, 2022 | SonoTek Corp Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Reporting person exercised 20,000 vested options.
- F2Reporting person surrendered 9037 shares of Sonotek Corp Common Stock as payment for the exercise of options.