SEC Form 4 · accession 0001262184-17-000001
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stephen Harshbarger
Officer — President · Director
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp OptionsF1 | $1.06 | May 18, 2017 | A | 110,000 | A | Mar 15, 2019 | May 18, 2027 | Sono-Tek Corp Common Stock | 110,000 | 389,200 | D |
Explanation of responses
- F1The options are exercisable as follows: 36,667 on March 15, 2019, 36,667 on March 15, 2020 and 36,666 on March 15, 2021.