SEC Form 4 · accession 0001262184-16-000003
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stephen Harshbarger
Officer — Pres. · Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 24, 2016 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono Tek Common StockF1 | Feb 23, 2016 | M | 10,000 | $0.61 | A | 74,002 | D | |
| Sono Tek Corp Common StockF2 | Feb 23, 2016 | F | 5,446 | $1.12 | D | 68,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono Tek Corp OptionsF1 | $0.61 | Feb 23, 2016 | M | 10,000 | D | Nov 8, 2015 | Nov 8, 2022 | SonoTek Corp Common Stock | 10,000 | 79,200 | D |
Explanation of responses
- F1Reporting person exercised 10000 vested options.
- F2Reporting person surrendered 5446 shares of Sono Tek Corp Common Stock as payment for the exercise of options.