SEC Form 4 · accession 0001262184-15-000002
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stephen Harshbarger
Officer — President · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common StockF1 | Jun 9, 2015 | M | 20,834 | $0.61 | A | 74,169 | D | |
| Sono-Tek Corp Common StockF2 | Jun 9, 2015 | F | 10,167 | $1.25 | D | 64,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp OptionsF1 | $0.61 | Jun 9, 2015 | M | 20,834 | D | Nov 8, 2014 | Nov 8, 2022 | SonoTek Corp Common Stock | 20,834 | 89,200 | D |
Explanation of responses
- F1Reporting person exercised 20,834 vested options.
- F2Reporting person surrendered 10,167 shares of Sono-Tek Corp Common Stock as payment for the exercise of options.