SEC Form 4 · accession 0001254815-18-000001
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Haskell
Director
Period of report
Aug 29, 2018
Accepted (ET)
Aug 30, 2018 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common StockF1 | Aug 29, 2018 | M | 5,000 | $0.61 | A | 5,000 | D | |
| Sono-Tek Corp Common StockF2 | Aug 29, 2018 | F | 1,220 | $2.50 | D | 3,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp OptionsF1 | $0.61 | Aug 29, 2018 | M | 5,000 | D | Nov 8, 2012 | Nov 6, 2022 | Sono-Tek Corp Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1Reporting person exercised 5,000 options.
- F2Reporting person surrendered 1,220 shares of Sono-Tek Corp common stock as payment for the exercise of vested options.