SEC Form 4 · accession 0000939709-17-000009
SONO TEK CORP · SOTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Schwartz
Director · 10% Owner
Period of report
May 30, 2017
Accepted (ET)
Jun 5, 2017 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Corp Common StockF1 | May 30, 2017 | S | 16,500 | $1.11 | D | 1,453,047 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person was initially notified that the sale was executed on 5/31/2017. On the following day, the reporting person was notified that the sale was actually executed on 05/30/2017. The error in the execution date and the resulting late filing is due to errors on the part of the broker.