SEC Form 4/A · accession 0001209191-15-025497
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark Stephen Gold
Director
Period of report
Sep 30, 2014
Accepted (ET)
Mar 12, 2015 · 9:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2014 | M | 290 | $1.07 | A | 303,261 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Originally it was reported that shares included 174,471 shares held jointly by Dr. Gold and his wife and 127,013 shares held by MSJK, LTD., an investment trust held by Dr. Gold's family. Such report should have reflected that the shares for Dr. Gold included direct ownership of 154,761 shares held jointly with Dr. Gold's spouse, indirect ownership of 20,000 shares held individually by Dr. Gold's spouse and indirect ownership of 128,500 shares held by MSJK, LTD., an investment trust held by Dr. Gold's family.