SEC Form 4 · accession 0001179110-19-000862
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Sandberg
Officer — Chief Commercial Officer
Period of report
Jan 21, 2019
Accepted (ET)
Jan 22, 2019 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F1 | $16.17 | Jan 21, 2019 | A | 45,000 | A | — | Jan 21, 2029 | Common Stock | 45,000 | 45,000 | D |
Explanation of responses
- F1All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on January 21, 2023 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on January 21, 2021 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.