SEC Form 4 · accession 0001179110-18-012049
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stephen Gold
Director
Period of report
Oct 2, 2018
Accepted (ET)
Oct 3, 2018 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2018 | G | 20,000 | $0.00 | D | 344,761 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock for Dr. Gold include 212,761 shares held jointly by Dr. Gold and his wife and indirect ownership of 122,000 shares held by MJSK, Ltd., a decedent investment trust held by Dr. Gold's family. The transaction reflected on this Form 4 relates to the transfer of 20,000 indirect ownership shares held by Dr. Gold's spouse to MJKS, Ltd.