SEC Form 4 · accession 0001179110-18-010330
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen L. Zaderej
Officer — CEO · Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2018 | M | 175,000 | $2.74 | A | 418,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase) | $2.74 | Aug 2, 2018 | M | 175,000 | D | Dec 26, 2014 | Dec 26, 2018 | Common Stock | 175,000 | 100,000 | D |