SEC Form 4 · accession 0001179110-17-004608
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Gene Freitag
Officer — General Counsel & SVP BD · Director
Period of report
Dec 30, 2016
Accepted (ET)
Mar 14, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | M | 23,000 | $2.74 | A | 71,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase) | $2.74 | Dec 30, 2017 | M | 23,000 | A | Dec 26, 2015 | Dec 26, 2018 | Common Stock | 92,000 | 69,000 | D |