SEC Form 4 · accession 0001179110-16-025740
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Gene Freitag
Officer — General Counsel & SVP BD · Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F1 | $5.45 | May 26, 2016 | A | 6,000 | A | — | May 26, 2023 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (right to purchase)F2 | $5.45 | May 26, 2016 | A | 15,000 | A | — | May 26, 2023 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1All shares of Common Stock underlying the employee stock option will be fully vested on May 26, 2020(4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on May 26, 2017(12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.
- F2The option was provided to reflect service as a member of the Board of Directors. The option vests in two equal installments beginning on September 30, 2016, becoming fully vested on December 31, 2016.