SEC Form 4 · accession 0001104659-15-066990
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael Patrick Donovan
Officer — Vice President, Operations
Period of report
Sep 22, 2015
Accepted (ET)
Sep 24, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.14 | Sep 22, 2015 | A | 25,000 | A | — | Sep 22, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1All shares pursuant to the employee stock option will be fully vested on September 22, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on September 22, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter.