SEC Form 4 · accession 0001104659-15-000730
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Mark Grooms
Director
Period of report
Jan 2, 2013
Accepted (ET)
Jan 6, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $2.75 | Jan 2, 2013 | A | 13,000 | A | Jan 2, 2013 | Dec 31, 2019 | Common Stock | 13,000 | 148,862 | D |
| Stock Option (right to purchase)F2 | $4.81 | Jan 2, 2014 | A | 15,000 | A | Mar 31, 2014 | Dec 31, 2020 | Common Stock | 15,000 | 163,862 | D |
| Stock Option (right to purchase)F2 | $3.60 | Jan 2, 2015 | A | 15,000 | A | Mar 31, 2015 | Jan 2, 2022 | Common Stock | 15,000 | 178,862 | D |
Explanation of responses
- F1Options granted as compensation for service on the board of directors. All options vested on the date of grant.
- F2Annual option grant as compensation for services on the board of directors. Options vest as to 25% of total share amount at the end of each fiscal quarter, becoming fully vested after one year.