SEC Form 4 · accession 0001329203-15-000007
QUIKSILVER INC · ZQK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Andrew Sweet
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2015 | A | 15,000 | $0.00 | A | 95,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $1.70 | Mar 17, 2015 | A | 25,000 | A | Mar 17, 2015 | Mar 17, 2022 | Common Stock | 25,000 | 25,000 | D |
| Stock Options (right to buy) | $1.70 | Mar 17, 2015 | A | 10,000 | A | Mar 17, 2015 | Mar 17, 2022 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Vests in 3 equal annual installments.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These options and restricted stock awards were granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group LLC and at the time of the grant, directors of the Issuer. The reporting person has an understanding with Rhone Group LLC and Triton GP SPV LLC pursuant to which he holds his reported securities for the benefit of Romolo Holdings CV, Triton SPV LP, Triton Offshore SPV LP and Triton Coinvestment SPV LP.