SEC Form 4 · accession 0001104659-15-067777
AXIALL CORP/DE/ · AXLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Bates
Officer — Sr. VP, Building Products
Period of report
Sep 25, 2015
Accepted (ET)
Sep 28, 2015 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| AXLL Common StockF1 | Sep 25, 2015 | A | 15,672 | $0.00 | A | 48,394 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units are scheduled to vest in three equal increments on each of September 25, 2016, September 25, 2017 and September 25, 2018; provided that, in the event the issuer consummates a sale of its building products division, if applicable, after completing its on-going strategic review of that division, all of these restricted stock units that are unvested at that time would vest immediately upon the consummation of any such transaction.