SEC Form 5 · accession 0001209191-19-004525
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc G Naughton
Officer — Exec. VP & CFO
Period of report
Dec 29, 2018
Accepted (ET)
Jan 18, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2018 | J | 86 | $64.60 | A | 14,490 | I | by 401(k) Plan |
| Common Stock | holding | — | — | — | 84,898 | D | ||
| Common Stock | holding | — | — | — | 2,600 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 50,000 | 50,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 44,000 | 44,000 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 44,000 | 44,000 | D |
| Non-Qualified Stock Option (right to buy) | $54.01 | holding | — | — | — | Mar 11, 2018 | Mar 11, 2026 | Common Stock | 87,500 | 87,500 | D |
| Non-Qualified Stock Option (right to buy) | $55.74 | holding | — | — | — | Mar 3, 2019 | Mar 3, 2027 | Common Stock | 87,500 | 87,500 | D |
| Non-Qualified Stock Option (right to buy) | $25.80 | holding | — | — | — | Mar 11, 2013 | Mar 11, 2021 | Common Stock | 56,000 | 56,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 50,000 | 50,000 | D |
| Non-Qualified Stock Option (right to buy) | $62.94 | holding | — | — | — | Mar 2, 2020 | Mar 2, 2028 | Common Stock | 73,100 | 73,100 | D |
| Non-Quallified Stock Option (right to buy) | $1.875 | holding | — | — | — | Feb 24, 2007 | Feb 24, 2022 | Common Stock | 70,000 | 70,000 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Sep 1, 2019 | Sep 1, 2019 | Common Stock | 41,800 | 41,800 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Mar 2, 2021 | Mar 2, 2021 | Common Stock | 8,750 | 8,750 | D |
Explanation of responses
- F1Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 12/31/2017 and 12/29/2018, at prices ranging from $56.86 to $72.92 per share. Balance is based on plan statement as of 12/29/2018. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.
- F2Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.