SEC Form 4 · accession 0001209191-18-010493
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Townsend
Officer — Exec. VP & Chief of Staff
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | X | 120,000 | $10.055 | A | 263,708 | D | |
| Common StockF1 | Feb 13, 2018 | X | 110,000 | $9.18 | A | 373,708 | D | |
| Common StockF2,F3,F1 | Feb 13, 2018 | S | 230,000 | $61.94 | D | 143,708 | D | |
| Common Stock | holding | — | — | — | 37,278 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $10.055 | Feb 13, 2018 | X | 120,000 | D | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 120,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | Feb 13, 2018 | X | 110,000 | D | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 110,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 73,000 | 73,000 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 73,000 | 73,000 | D |
| Non-Qualified Stock Option (right to buy) | $54.01 | holding | — | — | — | Mar 11, 2018 | Mar 11, 2026 | Common Stock | 140,000 | 140,000 | D |
| Non-Qualified Stock Option (right to buy) | $55.74 | holding | — | — | — | Mar 3, 2019 | Mar 3, 2027 | Common Stock | 140,000 | 140,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 80,000 | 80,000 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Mar 5, 2018 | Mar 5, 2018 | Common Stock | 2,100 | 2,100 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Sep 1, 2019 | Sep 1, 2019 | Common Stock | 70,400 | 70,400 | D |
Explanation of responses
- F1Includes 18,000 shares of restricted common stock.
- F2Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $61.00 to $62.79.
- F3Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.