SEC Form 5 · accession 0001209191-18-003405
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Townsend
Officer — Exec. VP & Chief of Staff
Period of report
Dec 30, 2017
Accepted (ET)
Jan 12, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2017 | J | 354 | $53.32 | A | 37,278 | I | by 401(k) Plan |
| Common StockF3 | holding | — | — | — | 143,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 73,000 | 73,000 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 73,000 | 73,000 | D |
| Non-Qualified Stock Option (right to buy) | $54.01 | holding | — | — | — | Mar 11, 2018 | Mar 11, 2026 | Common Stock | 140,000 | 140,000 | D |
| Non-Qualified Stock Option (right to buy) | $55.74 | holding | — | — | — | Mar 3, 2019 | Mar 3, 2027 | Common Stock | 140,000 | 140,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $10.055 | holding | — | — | — | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 120,000 | 120,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 110,000 | 110,000 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Mar 5, 2018 | Mar 5, 2018 | Common Stock | 2,100 | 2,100 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Sep 1, 2019 | Sep 1, 2019 | Common Stock | 70,400 | 70,400 | D |
Explanation of responses
- F1Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 01/01/2017 and 12/30/2017, at prices ranging from $51.23 to $55.51 per share. Balance is based on plan statement as of 12/30/2017. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.
- F2Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.
- F3Includes 18,000 shares of restricted common stock.