SEC Form 4 · accession 0001209191-17-051668
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy D Sims
Officer — SVP, CLO & Secretary
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | X | 60,000 | $10.055 | A | 60,890 | D | |
| Common StockF1,F2 | Sep 1, 2017 | S | 60,000 | $68.03 | D | 890 | D | |
| Common Stock | holding | — | — | — | 1,686 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,712 | I | by ASPP account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $10.055 | Sep 1, 2017 | X | 60,000 | D | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 60,000 | 0 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Sep 1, 2017 | A | 30,800 | A | Sep 1, 2019 | Sep 1, 2019 | Common Stock | 30,800 | 30,800 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 40,000 | 40,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 60,000 | 60,000 | D |
| Non-Qualified Stock Option (right to buy) | $21.30 | holding | — | — | — | Mar 12, 2012 | Mar 12, 2020 | Common Stock | 48,000 | 48,000 | D |
| Non-Qualified Stock Option (right to buy) | $25.80 | holding | — | — | — | Mar 11, 2013 | Mar 11, 2021 | Common Stock | 40,000 | 40,000 | D |
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 40,000 | 40,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 33,500 | 33,500 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 33,500 | 33,500 | D |
| Non-Qualified Stock Option (right to buy) | $54.01 | holding | — | — | — | Mar 11, 2018 | Mar 11, 2026 | Common Stock | 60,000 | 60,000 | D |
| Non-Qualified Stock Option (right to buy) | $55.74 | holding | — | — | — | Mar 3, 2019 | Mar 3, 2027 | Common Stock | 60,000 | 60,000 | D |
| Non-Quallified Stock Option (right to buy) | $1.6563 | holding | — | — | — | Mar 24, 2007 | Mar 24, 2022 | Common Stock | 108,780 | 108,780 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Mar 5, 2018 | Mar 5, 2018 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $68.00 to $68.14.
- F2Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.
- F3Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting on 09/01/2019.
- F4This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.