SEC Form 5 · accession 0001209191-16-091680
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc G Naughton
Officer — Exec. VP & CFO
Period of report
Jan 2, 2016
Accepted (ET)
Jan 15, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2016 | J | 105 | $71.33 | A | 14,133 | I | by 401(k) Plan |
| Common StockF3 | holding | — | — | — | 91,642 | D | ||
| Common Stock | holding | — | — | — | 2,600 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 50,000 | 50,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 44,000 | 44,000 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 44,000 | 44,000 | D |
| Non-Qualified Stock Option (right to buy) | $10.055 | holding | — | — | — | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 90,000 | 90,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 60,000 | 60,000 | D |
| Non-Qualified Stock Option (right to buy) | $21.30 | holding | — | — | — | Mar 12, 2012 | Mar 12, 2020 | Common Stock | 60,000 | 60,000 | D |
| Non-Qualified Stock Option (right to buy) | $25.80 | holding | — | — | — | Mar 11, 2013 | Mar 11, 2021 | Common Stock | 56,000 | 56,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 50,000 | 50,000 | D |
| Non-Quallified Stock Option (right to buy) | $1.875 | holding | — | — | — | Feb 24, 2007 | Feb 24, 2022 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.
- F2Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 01/04/2015 and 01/02/2016, at prices ranging from $64.94 to $74.23 per share. Balance is based on plan statement as of 01/02/2016. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.
- F3Includes 24,150 shares of restricted common stock.