SEC Form 4 · accession 0001209191-15-049630
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc G Naughton
Officer — Exec. VP & CFO
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 1, 2015 | J | 3,748 | $0.00 | A | 92,624 | D | |
| Common StockF3,F2 | Jun 1, 2015 | F | 797 | $67.81 | D | 91,827 | D | |
| Common StockF4,F2 | Jun 1, 2015 | D | 185 | $0.00 | D | 91,642 | D | |
| Common Stock | Jun 3, 2015 | J | 2,600 | $0.00 | A | 2,600 | I | by Spouse |
| Common Stock | holding | — | — | — | 14,028 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted) | $0.00 | Jun 1, 2015 | J | 8,000 | D | Jun 1, 2013 | Jun 1, 2015 | Common Stock | 8,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 50,000 | 50,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 44,000 | 44,000 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 44,000 | 44,000 | D |
| Non-Qualified Stock Option (right to buy) | $10.055 | holding | — | — | — | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 90,000 | 90,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 60,000 | 60,000 | D |
| Non-Qualified Stock Option (right to buy) | $21.30 | holding | — | — | — | Mar 12, 2012 | Mar 12, 2020 | Common Stock | 60,000 | 60,000 | D |
| Non-Qualified Stock Option (right to buy) | $25.80 | holding | — | — | — | Mar 11, 2013 | Mar 11, 2021 | Common Stock | 56,000 | 56,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 50,000 | 50,000 | D |
| Non-Quallified Stock Option (right to buy) | $1.875 | holding | — | — | — | Feb 24, 2007 | Feb 24, 2022 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Vesting of Performance-Based Restricted Stock grant of 8,000 shares to direct beneficial ownership, net of 3,452 shares withheld for taxes and 800 shares forfeited due to not meeting subjective performance criteria, in accordance with Rule 16b-3.
- F2Includes 24,150 shares of restricted common stock.
- F3Shares of common stock withheld to satisfy the tax withholdings for the vesting of 1,665 shares of restricted common stock.
- F4Shares of common stock forfeited due to not meeting subjective performance criteria.
- F5Shares owned by the reporting person's spouse, of which the reporting person disclaims beneficial ownership, were inadvertently omitted from prior reporting.