SEC Form 4 · accession 0001209191-15-049585
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Townsend
Officer — Exec. VP & Chief of Staff
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 1, 2015 | J | 7,496 | $0.00 | A | 161,166 | D | |
| Common StockF3,F2 | Jun 1, 2015 | F | 1,639 | $67.81 | D | 159,527 | D | |
| Common StockF4,F2 | Jun 1, 2015 | D | 380 | $0.00 | D | 159,147 | D | |
| Common Stock | holding | — | — | — | 36,283 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted) | $0.00 | Jun 1, 2015 | J | 16,000 | D | Jun 1, 2013 | Jun 1, 2015 | Common Stock | 16,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 73,000 | 73,000 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 73,000 | 73,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $10.055 | holding | — | — | — | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 120,000 | 120,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 110,000 | 110,000 | D |
| Non-Quallified Stock Option (right to buy) | $10.8775 | holding | — | — | — | Mar 9, 2011 | Mar 9, 2016 | Common Stock | 100,000 | 100,000 | D |
| Non-Quallified Stock Option (right to buy) | $13.4525 | holding | — | — | — | Mar 9, 2012 | Mar 9, 2017 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Vesting of Performance-Based Restricted Stock grant of 16,000 shares to direct beneficial ownership, net of 6,904 shares withheld for taxes and 1,600 shares forfeited due to not meeting subjective performance criteria, in accordance with Rule 16b-3.
- F2Includes 50,200 shares of restricted common stock.
- F3Shares of common stock withheld to satisfy the tax withholdings for the vesting of 3,420 shares of restricted common stock.
- F4Shares of common stock forfeited due to not meeting subjective performance criteria.