SEC Form 4 · accession 0001209191-15-049584
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal L Patterson
Officer — Chairman and CEO · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2015 | J | 140,690 | $0.00 | D | 18,969,103 | I | by Revocable Trust |
| Common Stock | Apr 7, 2015 | J | 140,690 | $0.00 | A | 283,680 | I | by Trust as Co-Trustee |
| Common Stock | Apr 13, 2015 | J | 68,970 | $0.00 | D | 18,900,133 | I | by Revocable Trust |
| Common Stock | Apr 13, 2015 | J | 68,970 | $0.00 | A | 290,970 | I | by Charitable Remainder Trust |
| Common Stock | Apr 27, 2015 | G | 41,100 | $0.00 | D | 18,859,033 | I | by Revocable Trust |
| Common Stock | May 18, 2015 | G | 26,130 | $0.00 | D | 18,832,903 | I | by Revocable Trust |
| Common Stock | Jun 1, 2015 | M | 472,000 | $3.7032 | A | 19,304,903 | I | by Revocable Trust |
| Common StockF2,F3 | Jun 1, 2015 | F | 219,660 | $67.81 | D | 19,085,243 | I | by Revocable Trust |
| Common StockF4,F5 | Jun 2, 2015 | S | 198,840 | $67.33 | D | 18,886,403 | I | by Revocable Trust |
| Common StockF5,F6 | Jun 3, 2015 | S | 53,500 | $67.54 | D | 18,832,903 | I | by Revocable Trust |
| Common Stock | holding | — | — | — | 175,513 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,898,940 | I | by Spouse as sole Trustee of Irrevocable Trust for children | |
| Common Stock | holding | — | — | — | 97,552 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Quallified Stock Option (right to buy) | $3.7032 | Jun 1, 2015 | M | 472,000 | D | Jun 28, 2005 | Jun 28, 2020 | Common Stock | 472,000 | 1,888,000 | D |
| Non-Qualified Stock Option (right to buy) | $21.30 | holding | — | — | — | Mar 12, 2012 | Mar 12, 2020 | Common Stock | 240,000 | 240,000 | D |
| Non-Qualified Stock Option (right to buy) | $25.80 | holding | — | — | — | Mar 11, 2013 | Mar 11, 2021 | Common Stock | 220,000 | 220,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 160,000 | 160,000 | D |
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 160,000 | 160,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 146,500 | 146,500 | D |
| Non-Qualified Stock Option (right to buy) | $70.91 | holding | — | — | — | Mar 12, 2017 | Mar 12, 2025 | Common Stock | 146,500 | 146,500 | D |
| Non-Qualified Stock Option (right to buy) | $10.055 | holding | — | — | — | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 288,000 | 288,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 280,000 | 280,000 | D |
| Non-Quallified Stock Option (right to buy) | $10.8775 | holding | — | — | — | Mar 9, 2011 | Mar 9, 2016 | Common Stock | 400,000 | 400,000 | D |
| Non-Quallified Stock Option (right to buy) | $13.4525 | holding | — | — | — | Mar 9, 2012 | Mar 9, 2017 | Common Stock | 320,000 | 320,000 | D |
Explanation of responses
- F1Represents a transfer between trusts in which the reporting person has indirect ownership.
- F2Shares of common stock withheld to satisfy the exercise price and tax withholdings for net exercise of options.
- F3Fair market value per share of shares withheld to satisfy the exercise price and tax withholdings of net exercise of options.
- F4Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $67.13 to $67.63.
- F5Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.
- F6Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $67.07 to $67.67.