SEC Form 5 · accession 0001209191-15-004082
CERNER CORP /MO/ · CERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Nill
Officer — Exec VP & COO
Period of report
Jan 3, 2015
Accepted (ET)
Jan 14, 2015 · 9:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 3, 2015 | J | 185 | $60.83 | A | 12,298 | I | by 401(k) Plan |
| Common StockF3 | holding | — | — | — | 133,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted) | $0.00 | holding | — | — | — | Jun 1, 2013 | Jun 1, 2015 | Common Stock | 16,000 | 16,000 | D |
| Non-Qualified Stock Option | $11.58 | holding | — | — | — | Apr 25, 2010 | Apr 25, 2018 | Common Stock | 100,000 | 100,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.18 | holding | — | — | — | Mar 6, 2011 | Mar 6, 2019 | Common Stock | 110,000 | 110,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.43 | holding | — | — | — | Mar 9, 2014 | Mar 9, 2022 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $44.615 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2023 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $60.37 | holding | — | — | — | Mar 7, 2016 | Mar 7, 2024 | Common Stock | 73,000 | 73,000 | D |
Explanation of responses
- F1Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 12/29/2013 and 01/03/2015, at prices ranging from $54.84 to $62.11 per share. Balance is based on plan statement as of 01/03/2015. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.
- F2Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.
- F3Includes 36,000 shares of restricted common stock.