SEC Form 4 · accession 0001234452-18-000006
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Grob
Officer — EVP, Technology
Period of report
Jan 9, 2018
Accepted (ET)
Jan 10, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | M | 43,000 | $58.24 | A | 43,000 | D | |
| Common StockF2 | Jan 9, 2018 | S | 43,000 | $65.3483 | D | 0 | D | |
| Common Stock | holding | — | — | — | 19,580 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 19,580 | I | by GRAT S | |
| Common StockF4 | holding | — | — | — | 36,837 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $58.24 | Jan 9, 2018 | M | 43,000 | D | — | Jul 9, 2018 | Common Stock | 43,000 | 0 | D |
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2The sale prices for this transaction ranged from $64.98 to $65.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F3Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
- F4Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
- F5Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.