SEC Form 5 · accession 0001234452-17-000175
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Thompson
Officer — EVP, Engineering & CTO
Period of report
Sep 24, 2017
Accepted (ET)
Oct 13, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | G | 1,515 | $0.00 | D | 74,013 | D | |
| Common StockF1 | May 16, 2017 | G | 1,515 | $0.00 | A | 3,135 | I | Childrens' Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.