SEC Form 4 · accession 0001234452-17-000158
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Grob
Officer — EVP, Technology
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 27, 2017 | G | 7,500 | $0.00 | A | 22,500 | I | by GRAT S |
| Common StockF2 | Aug 10, 2017 | J | 2,920 | $0.00 | D | 19,580 | I | by GRAT S |
| Common StockF3 | Jul 27, 2017 | G | 7,500 | $0.00 | D | 30,762 | I | by Trust |
| Common StockF4,F3 | Aug 10, 2017 | J | 2,920 | $0.00 | A | 36,837 | I | by Trust |
| Common Stock | holding | — | — | — | 19,580 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
- F3Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
- F4Includes 235 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2017.