SEC Form 4 · accession 0001234452-17-000108
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Rosenberg
Officer — EVP, GC & Corporate Secretary
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 11, 2017 | S | 10,701 | $55.0198 | D | 0 | D | |
| Common Stock | holding | — | — | — | 10,881 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 10,881 | I | by GRAT S | |
| Common StockF4 | holding | — | — | — | 1 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2The sale prices for this transaction ranged from $54.9979 to $55.0700. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F3Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.
- F4Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.