SEC Form 4 · accession 0001234452-17-000092
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cristiano R Amon
Officer — EVP and President, QCT
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 11,430 | $0.00 | A | 33,469 | D | |
| Common Stock | May 5, 2017 | M | 13,805 | $0.00 | A | 47,274 | D | |
| Common Stock | May 5, 2017 | F | 4,295 | $54.93 | D | 42,979 | D | |
| Common Stock | May 5, 2017 | F | 6,215 | $54.93 | D | 36,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 5, 2017 | M | 11,431 | D | — | May 5, 2019 | Common Stock | 11,431 | 64,273 | D |
| Restricted Stock UnitF1,F2 | — | May 5, 2017 | M | 13,805 | D | — | May 5, 2019 | Common Stock | 13,805 | 50,468 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.