SEC Form 4 · accession 0001234452-17-000091
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek K Aberle
Officer — President
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 44,450 | $0.00 | A | 50,305 | D | |
| Common Stock | May 5, 2017 | M | 48,314 | $0.00 | A | 98,619 | D | |
| Common Stock | May 5, 2017 | F | 22,199 | $54.93 | D | 76,420 | D | |
| Common StockF1 | May 5, 2017 | F | 25,210 | $54.93 | D | 51,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | May 5, 2017 | M | 44,450 | D | — | May 5, 2019 | Common Stock | 44,450 | 233,844 | D |
| Restricted Stock UnitF2,F3 | — | May 5, 2017 | M | 48,315 | D | — | May 5, 2019 | Common Stock | 48,315 | 185,529 | D |
Explanation of responses
- F1Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.