SEC Form 4 · accession 0001234452-17-000090
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Davis
Officer — EVP & Chief Financial Officer
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2017 | M | 19,050 | $0.00 | A | 118,479 | I | by Trust |
| Common StockF2,F1 | May 5, 2017 | F | 7,306 | $54.93 | D | 111,173 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | May 5, 2017 | M | 19,051 | D | — | May 5, 2019 | Common Stock | 19,051 | 38,099 | D |
Explanation of responses
- F1Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.
- F2Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017.
- F3Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.