SEC Form 4 · accession 0001234452-17-000062
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Rosenberg
Officer — EVP, GC & Corporate Secretary
Period of report
Mar 21, 2017
Accepted (ET)
Apr 7, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 21, 2017 | J | 3,043 | $0.00 | D | 6,561 | I | by GRAT S |
| Common StockF2,F3 | Mar 28, 2017 | J | 2,988 | $0.00 | D | 3,573 | I | by GRAT S |
| Common StockF4,F3 | Mar 29, 2017 | G | 7,308 | $0.00 | A | 10,881 | I | by GRAT S |
| Common StockF2,F5 | Mar 21, 2017 | J | 3,043 | $0.00 | A | 8,641 | I | by Trust |
| Common StockF2,F5 | Mar 28, 2017 | J | 2,988 | $0.00 | A | 14,617 | I | by Trust |
| Common StockF5 | Mar 29, 2017 | G | 6,031 | $0.00 | D | 1,278 | I | by Trust |
| Common StockF5 | Mar 29, 2017 | G | 1,277 | $0.00 | D | 1 | I | by Trust |
| Common Stock | holding | — | — | — | 10,881 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2Represents annuity payments from The Stacy K. Rosenberg Qualcomm Annuity Trust
- F3Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.
- F4Includes 202 shares acquired by reporting person under the Company's Employee Stock Purchase Plan on January 31, 2017.
- F5Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.