SEC Form 4 · accession 0001234452-17-000055
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harish Manwani
Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 24, 2017 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2017 | M | 2,085 | $0.00 | A | 2,085 | I | by Joint Account |
| Common Stock | Mar 23, 2017 | F | 313 | $56.81 | D | 1,772 | I | by Joint Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Mar 23, 2017 | M | 2,086 | D | — | — | Common Stock | 2,086 | 11,809 | D |
Explanation of responses
- F1Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- F2Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 7, 2017 annual meeting of stockholders, (2) separation from service, (3) death, (4) disability, or (5) a change in control.