SEC Form 4 · accession 0001234452-16-000589
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Mollenkopf
Officer — Chief Executive Officer · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 20, 2016 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2016 | M | 100,189 | $0.00 | A | 354,715 | I | by Trust |
| Common StockF1 | Dec 19, 2016 | F | 52,279 | $67.02 | D | 302,436 | I | by Trust |
| Common StockF1 | Dec 19, 2016 | M | 90,170 | $0.00 | A | 392,606 | I | by Trust |
| Common StockF1 | Dec 19, 2016 | F | 47,051 | $67.02 | D | 345,555 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Dec 19, 2016 | M | 100,189 | D | — | Dec 12, 2018 | Common Stock | 100,189 | 470,892 | D |
| Restricted Stock UnitF2,F4 | — | Dec 19, 2016 | M | 90,171 | D | — | Dec 12, 2018 | Common Stock | 90,171 | 380,721 | D |
Explanation of responses
- F1Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.
- F4These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.