SEC Form 4 · accession 0001234452-16-000570
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cristiano R Amon
Officer — EVP and President, QCT
Period of report
Nov 20, 2016
Accepted (ET)
Nov 21, 2016 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2016 | M | 2,479 | $0.00 | A | 3,954 | D | |
| Common StockF1 | Nov 20, 2016 | F | 932 | $67.31 | D | 3,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Nov 20, 2016 | M | 2,480 | D | — | Nov 20, 2016 | Common Stock | 2,480 | 0 | D |
Explanation of responses
- F1Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.