SEC Form 4 · accession 0001234452-16-000559
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek K Aberle
Officer — President
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 11,071 | $0.00 | A | 29,702 | D | |
| Common Stock | Nov 9, 2016 | M | 12,480 | $0.00 | A | 42,182 | D | |
| Common Stock | Nov 9, 2016 | F | 12,289 | $67.88 | D | 29,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1,F2 | — | Nov 9, 2016 | M | 11,072 | D | — | Nov 9, 2016 | Common Stock | 11,072 | 0 | D |
| Restricted Stock UnitF3,F4 | — | Nov 9, 2016 | M | 12,480 | D | — | Nov 9, 2016 | Common Stock | 12,480 | 0 | D |
Explanation of responses
- F1Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
- F3Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.