SEC Form 4 · accession 0001234452-16-000556
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stiles Barbara Alexander
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | M | 14,000 | $39.4227 | A | 41,968 | I | by Trust |
| Common StockF2,F1 | Nov 8, 2016 | S | 14,000 | $68.5245 | D | 27,968 | I | by Trust |
| Common StockF1 | Nov 8, 2016 | M | 8,000 | $41.83 | A | 35,968 | I | by Trust |
| Common StockF2,F1 | Nov 8, 2016 | S | 8,000 | $68.5245 | D | 27,968 | I | by Trust |
| Common Stock | holding | — | — | — | 2,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $39.4227 | Nov 8, 2016 | M | 14,000 | D | Mar 11, 2009 | Mar 10, 2018 | Common Stock | 14,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $41.83 | Nov 8, 2016 | M | 8,000 | D | Mar 13, 2008 | Mar 12, 2017 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.
- F2The sale prices for this transaction ranged from $68.51 to $68.57. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F3The options vest 100% one year from the date of grant.