SEC Form 4 · accession 0001234452-16-000531
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Livermore
Director
Period of report
Oct 9, 2016
Accepted (ET)
Oct 12, 2016 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Oct 9, 2016 | A | 1,892 | A | — | — | Common Stock | 1,892 | 1,892 | D |
Explanation of responses
- F1Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- F2Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) March 8, 2019, (2) death, (3) disability, or (4) a change in control.