SEC Form 4 · accession 0001234452-16-000495
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Rosenberg
Officer — EVP, GC & Corporate Secretary
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2016 | S | 8,250 | $61.09 | D | 2,353 | I | by Trust |
| Common Stock | holding | — | — | — | 9,604 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 9,604 | I | by GRAT S |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016.
- F2Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
- F3Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.