SEC Form 4 · accession 0001234452-16-000487
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond V Dittamore
Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 25, 2016 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | M | 7,000 | $41.83 | A | 12,765 | D | |
| Common Stock | Jul 22, 2016 | S | 7,000 | $61.00 | D | 5,765 | D | |
| Common StockF2 | holding | — | — | — | 6,326 | I | Jt Tenant | |
| Common StockF3 | holding | — | — | — | 22,000 | I | by Trust | |
| Common StockF4 | holding | — | — | — | 3,400 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $41.83 | Jul 22, 2016 | M | 7,000 | D | — | Mar 12, 2017 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2Securities held jointly with spouse in an account entitled Raymond V. & Glenna C. Dittamore JTWROS.
- F3Securities held by the Dittamore Family Trust.
- F4Raymond Vance Dittamore, as Trustee of the B Trust established under the Dittamore Family Trust dated June 6, 1991.
- F5The options vest 100% one year from the date of grant.