SEC Form 4 · accession 0001234452-16-000443
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek K Aberle
Officer — President
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 42,909 | $0.00 | A | 111,445 | D | |
| Common StockF1 | May 5, 2016 | F | 19,558 | $51.13 | D | 91,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | May 5, 2016 | M | 42,909 | D | — | May 5, 2019 | Common Stock | 42,909 | 268,654 | D |
Explanation of responses
- F1Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.